Hydrophobic Crosslinkable Acetoacetylated Lactam/Vinyl Alcohol Copolymers

ABSTRACT

This invention relates to lactam/vinyl alcohol copolymers, and more specifically, to hydrophobic cross-linkable acetoacetylated lactam/vinyl alcohol copolymers suitable for use in a variety of applications including printing, inks, membranes, coatings, adhesives, oil treatment chemicals (such as gas and kinetic hydrate inhibitors), and fiber/textile treatments.

FIELD OF THE INVENTION

This invention relates to lactam/vinyl alcohol copolymers, and morespecifically, to hydrophobic cross-linkable acetoacetylated lactam/vinylalcohol copolymers suitable for use in a variety of applicationsincluding printing, inks, membranes, coatings, adhesives, oil treatmentchemicals (such as gas and kinetic hydrate inhibitors), andfiber/textile treatments.

BACKGROUND OF THE INVENTION

Inkjet printers, i.e., printers which form an image by firing aplurality of discrete drops of ink from one or more nozzles on to thesurface of a recording sheet placed adjacent the nozzles, have recentlyenjoyed a large increase in sales. Modern inkjet printers can print onalmost any conventional paper or similar medium. The quality of imagesproduced by such printers is greatly affected by the properties of themedium used. More particularly, to produce high quality images reliably,it is necessary that the recording medium, i.e., the inkjet recordingsheet, dry rapidly, not promote excessive spreading of the ink droplet,not promote “wicking”, that is spreading of ink by capillary actionthrough fibrous medium such as paper, and, importantly, be such that thecontrast of the dried image with moist surfaces does not result inbleeding of ink from the image.

In U.S. Pat. No. 6,933,024, T. Chen describes the use and preparation ofpoly(vinylpyrrolidone-(PVP) co-vinylalcohol) as an inkjet recordingmaterial by hydrolyzing PVP/polyvinylacetate copolymer. However, theresultant hydrolyzed product was not hydrophobic, i.e., water resistant.

In U.S. Pat. No. 4,350,788, W. Shinokawa et al. describes a syntheticresin emulsion containing an acetoacetylated polyvinyl alcohol as aprotective colloid for use as an adhesive, paper treating agent, paint,fiber and textile treating agent and cement modifier. However, such aproduct would not be practical as an inkjet medium.

In U.S. Pat. No. 2,536,980, G. Jones describes synthetic polyvinylalcohol-1-butene-1,3-dione reaction products and processes. However, thepatent does not disclose applicant's hydrophobic, cross-linkableacetoacetylated lactam/vinyl alcohol copolymers.

Accordingly, it is an object of this invention to provide an improvedinkjet recording medium. Another object herein is to provide ahydrophobic crosslinkable acetoacetylated lactam/vinyl alcoholcopolymer.

Still another object of this invention is to provide a copolymer whichis made by partially hydrolyzing a polyvinylpyrrolidone/vinyl acetatecopolymer to produce a poly(vinylpyrrolidone/vinyl alcohol) copolymerand then acetoacetylating the copolymer with a diketene to obtain saiddesired copolymer.

These and other objects and features of the invention will be madeapparent from the following description.

SUMMARY OF THE INVENTION

Described herein is a hydrophobic, crosslinkable acetoacetylatedlactam/vinyl alcohol copolymer suitable for use as a moisture resistantinkjet recording medium. Preferably, the lactam in the copolymer isvinyl pyrrolidone or vinyl caprolactam.

The copolymer herein is made by partially hydrolyzing apolyvinylpyrrolidone/vinyl acetate copolymer to produce apoly(vinylpyrrolidone/vinyl alcohol) copolymer and then acetoacetylatingthis copolymer with a diketene to obtain the said desired copolymer.

A particular feature of the inkjet recording material herein is itsenhanced dye fade stability.

Preferably, the polyvinylpyrrolidone/vinyl acetate is partiallyhydrolyzed to a degree of at least 80%; and the acetoacetylation step iscarried out in a non-aqueous medium, suitably to a degree of at least50%.

DETAILED DESCRIPTION OF THE INVENTION

The hydrophobic crosslinkable acetoacetylated lactam/vinyl alcoholcopolymers of the invention is made from a poly(vinyllactam-co-vinylester), particularly poly(vinylpyrrolidone-co-vinyl acetate) copolymer,which is available from International Specialty Products (ISP) as a70-30 copolymer (E-735) or as a 50-50 copolymer (E-535) (PVP-VAc). Thiscopolymer then is hydrolyzed in the presence of a strong base, e.g.,alcohol and water. The maximum equivalent of base (e.g., NaOH) suitablyis equal to or less than the equivalent amount in the PVP/polyvinylester. The product is PVP/PVA (alcohol).

After hydrolysis, the vinyl alcohol containing copolymer can beacetoacetylated, e.g., by reaction with a diketene. This reaction iscarried out in a non-aqueous medium such as acetic acid,dimethylformamide or dioxane. The diketene, in the form of a gas orliquid, can be directly brought into contact with the PVP/PVA powder.Alternatively, the vinyl alcohol containing copolymer can beacetoacetylated by the ester-interchange of polyvinyl alcohol withacetoacetate.

Example 1 Synthesis of PVP/PVA (70/30) Copolymer (P-1)

The invention will now be described by reference to the followingexamples in which PVP/PVA copolymer can be obtained by hydrolyzingPVP/PVAc (E-735) (70% PVP, 30% PVAc) with NaOH (1:1) in a water/alcoholmixture. The specific amounts of these components are given below inTable 1 below.

TABLE 1 Hydrolysis of PVP/PVAc (E-735) (ISP) Wt. (g) Eq. (PVAc) PVP/PVAcE-735 (50% in ethanol) 100 0.178 NaOH (30% in water) 23.7 0.178Deionized water 100

The initial pH of the PVP/PVAc reactant is 5.18 before the base isadded, and 13.6 after the base is added. The hydrolysis reaction isconducted at 50-65° C. for approximately 3 hours. The final pH of thereaction mixture is 8.7. The resultant solution is then neutralized with5% acetic acid to a pH of 7.0.

Example 2 Synthesis of PVP/PVA (50/50) Copolymer (P-2)

PVP/PVA copolymer (P-2) is obtained by hydrolyzing PVP/PVAc (E-535) (50%PVP, 50% PVAc). The reaction conditions can be the same as described forhydrolysis of E-735 in Example 1. The copolymer does not precipitatewhen 30 ml water is added. Then 47 grams of 30% NaOH is added over 5minutes. The pH drops from 13.0 to 9.5. Then the remaining NaOH isadded. The resultant pH is 12.2. Then 3 M HCl is added to bring down thepH to 7.2. The color of the solution changes from light brown to paleyellowish. The solution is stirred at 65-70° C to remove ethanol. Thespecific amounts of the components are given in Table 2.

TABLE 2 Hydrolysis of PVP/PVAc E-535 (ISP) Wt. (g) Eq. (PVAc) PVP/PVAcE-535 (50% in ethanol) 152 0.44 NaOH (30% in water) 59 0.44 Deionizedwater 30 (after all NaOH added)

Example 3 Synthesis of PVP/PVA (30/70) Copolymer (P-3)

PVP/PVA copolymer is obtained by hydrolyzing PVP/PVAc (E-335) (30% PVP,70% PVAC). The reaction conditions can be the same as for the synthesisof P-1 and P-2. The specific amounts of the components are given belowin Table 3 below. The solution stays clear when 37 g of water are addedto the warm E-335 solution in 50% ethanol. Then 30 of 30% NaOH is addedover 5 minutes. The pH dropped from 12.5 to 7.7 after one hour. Then anadditional 6 g of 30% NaOH is added. The pH drops slowly to 11.0. Thereaction is stopped with HCl to a pH of 7.0. The solution is cooled toroom temperature.

TABLE 3 Hydrolysis of PVP/PVAc E-335 (by ISP) Wt. (g) Eq. (PVAc)PVP/PVAc E-335 (50% in ethanol) 74 0.30 NaOH (30% in water) 36 0.27Deionized water 37 (added to warm E-335 solution)The reaction products presented in Examples 1-3 can be further purifiedby treatment with a suitable ion exchange resin to remove base residuesas described in U.S. Pat. No. 5,425,879, the disclosure of which ishereby incorporated by reference in its entirety.

Example 4 Synthesis of Acetoacetylated PVP/PVA

The hydrolysis intermediates obtained in Examples 1-3 can beacetoacetylated with diketene in acetic acid or other suitablenon-aqueous mediums. The acetoacetylation conditions are as described inU.S. Pat. No. 2,536,980, the disclosure of which is hereby incorporatedby reference in its entirety. The resulting products of Examples 1-3 arehydrophopic crosslinkable copolymers of acetoacetylated PVP/PVA.

Example 5 Crosslinking of the Intermediate of Example 4

The crosslinking agents useful herein can be selected from knowncrosslinking agents such as monoaldehyde (e.g., formaldehyde,acetaldehyde, benzaldehyde, etc.), polyisocyanate compounds,polyfunctional epoxies, dialdehyde (glutaraldehyde, glyoxal, succinicdialdehyde, etc), trimethylol melamine, urea-formaldehyde, blockedaldehyde (e.g. Curesan™ 200 by BASF), polyacrolein, boric acid andborate (such as methyl borate, boron trifluoride, boric anhydride,pyroborates, peroxoborates and boranes). Other potential crosslinkingagents include N-lactam carboxylates, dicarboxylic acids (maleic acid oroxalic acid), di-isocyanates, divinyl sulphate, and inorganic compoundssuch as germanic acids and permanates, titanium salts and esters,chromates and vanadates, cupric salts and other Group IB salts.

The crosslinking agents can be added to the solution of PVP/PVAdirectly, but it is often preferred to coat the solution of thecrosslinking agent on top of the PVP/PVA coating to avoid any coatingdefects. Such crosslinking improves the smudge resistance andstackability of the coating. In addition, ink absorption rates and imagequality (e.g., coalescence) are improved with the incorporation of PVPinto the PVA backbone. The amount of crosslinking agents used is from0.1% to 5% preferably based on the weight of PVP/PVA co-polymers.

Example 6 Evaluation of Copolymers of Examples 1-5 as Inkjet RecordingMaterials

The inkjet formulations can be coated onto a coated paper (200 g) with aMylar rod to give a coating weight of 5 to 7 g/M². The coating is driedand a diagnostic chart is printed with an HP Deskjet 970 printer. Thequality of the printing is favorable in four categories, i.e., gloss,image quality (IQ), coalescence and smudge test, and, particularly waterresistance.

1. A hydrophobic, crosslinkable acetoacetylated lactam/vinyl alcoholcopolymer.
 2. The copolymer of claim 1 in which said lactam is vinylpyrrolidone or vinyl caprolactam.
 3. The copolymer of claim 2 which ismade by partially hydrolyzing a polyvinylpyrrolidone/vinyl acetatecopolymer to produce a poly(vinylpyrrolidone/vinyl alcohol) copolymerand then acetoacetylating said copolymer with a diketene to obtain saiddesired copolymer.
 4. The copolymer of claim 3 wherein said polyvinylpyrrolidone/vinyl alcohol is partially hydrolyzed to a degree of atleast 80%.
 5. The copolymer of claim 3 wherein said acetoacetylationstep is carried out in a non-aqueous medium.
 6. The copolymer of claim 5wherein said acetoacetylation step is carried to a degree of at least50%.
 7. An inkjet recoding medium comprising a support and a hydrophobiccrosslinkable acetacetylated lactam/vinyl alcohol copolymer.
 8. Theinkjet recording medium of claim 7 which has enhanced dye fadestability.